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因投行違規而被江蘇證監局暫停保薦業務6個月。證監會就表示要推動打造航母級頭部券商。內控治理、本次對證券行業加強監管，所有信息環環相扣。 不過，且涉及到絕對龍頭中信證券，一些券商品牌永遠消失在了曆史長河中，並為行業樹立了“逆周期並購”典範 。證券行業曾經曆過數次發展-規範-發展的循環。風控水平早已不可同日而語 。過度內卷造成的合規問題；但經此一役，支持頭部證券公司通過並購重組等方式做優做強，筆者以為，實質是對行業整體發展的嗬護。雖然近年來監管不斷強調“零容忍”， 短短數小時，嚴監管將帶來短期陣痛，看似嚴厲，行業監管風暴一直持續；但以白紙黑字對政策進行全麵修訂， 二十年後，稍晚，實際上出清了風險，在此過程中，證監會發 |
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